DFX Intelligence

K•••• J••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

K•••• J••• B••••

Advisor at L•• F•••••••• L••

BISMARCK, ND

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c643bebb-d180-75f0-fc65-e805f238aee9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 18, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 4, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 3, 2024	n/a	yes	BISMARCK, ND	Current employment
I•• G•••• W••••• M••••••••• L••	Former SEC adviser	Mar 15, 2021	Aug 30, 2024	no	DENVER, CO\|Bismarck, ND	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•• G•••• W••••• M••••••••• L••	L•• F•••••••• L••	Aug 30, 2024	Jul 3, 2024	-58	Firm change after gap	RIA to ibd
I••••••••• C•••••• O• A••••••• I•••	I•• G•••• W••••• M••••••••• L••	Dec 6, 2017	Mar 15, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
16443:311419:WI:2017-12-05	Dec 6, 2017	Mar 15, 2021	APPLETON, WI	Firm change after gap

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 3, 2024 to presentfactForm ADV
→ I•• G•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 15, 2021 to Aug 30, 2024factForm ADV
→ I••••••••• C•••••• O• A••••••• I•••Registered adviserregistration: previous registration
May 9, 2014 to Dec 6, 2017factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••

Dated events

Occurred
Aug 30, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c643bebb-d180-75f0-fc65-e805f238aee9
First observed: Apr 18, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.