DFX Intelligence

D••• C•••••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

D••• C•••••••• M••••••

Advisor at M••••••• L•••• C•••••• M••••••••• L••

UNION, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• L•••• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 2, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• L•••• C•••••• M••••••••• L••	State registered	May 3, 2019	n/a	yes	UNION, WA	Current employment
C•••••• F•••••••• S•••••••• I•••	Former SEC adviser	Aug 30, 2005	Jun 1, 2018	no	SHEBOYGAN FALLS, WI\|MINOT, ND\|SHEBOYGAN FALLS, WI\|UNION, WA\|Minot, ND\|PORT ORCHARD, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• F•••••••• S•••••••• I•••	M••••••• L•••• C•••••• M••••••••• L••	Jun 1, 2018	May 3, 2019	336	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ M••••••• L•••• C•••••• M••••••••• L••Registered adviserregistration: current employment
May 3, 2019 to presentfactForm ADV
→ C•••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 30, 2005 to Jun 1, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 30, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.