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S•••••••• N•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

S•••••••• N•

Advisor at O•••••••••

OVERLAND PARK, KS | San Diego, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c6652a16-0f86-7f3e-db04-3a544a54d9a9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 23, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	May 7, 2024	n/a	yes	San Diego, CA\|OVERLAND PARK, KS	Current employment
P•••••• I••••••••• M••••••••• C•••••• L••	Asset manager	May 2, 2022	Apr 4, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• I••••••••• M••••••••• C•••••• L••	O•••••••••	Apr 4, 2024	May 7, 2024	33	Firm change	Other
G••••• M•••••••• B••• M•••••••••	P•••••• I••••••••• M••••••••• C•••••• L••	Apr 29, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
143597:104559:CA:2022-04-29	Apr 29, 2022	May 2, 2022	SOLANA BEACH, CA	Firm change
125112:106766:CA:2018-12-24	Dec 31, 2018	Dec 5, 2018	SAN DIEGO, CA	Firm change

Relationships

Registered with (4)

→ O•••••••••Registered adviserregistration: previous registration
Dec 5, 2018 to Feb 7, 2020factForm ADV
→ P•••••• I••••••••• M••••••••• C•••••• L••Registered adviserregistration: previous registration
May 2, 2022 to Apr 4, 2024factForm ADV
→ G••••• M•••••••• B••• M•••••••••Registered adviserregistration: previous registration
Feb 7, 2020 to Apr 29, 2022factForm ADV
→ I••••••••• F•••••••• P•••••••

Dated events

Occurred
Apr 4, 2024
Advisor changed firm
S•••••••• N• left P•••••• I••••••••• M••••••••• C•••••• L•• for Onedigital (registered 2024-05-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6652a16-0f86-7f3e-db04-3a544a54d9a9
First observed: Jun 23, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.