W•••• L•• K••••

Advisor at R••••••••• I••••••••• G••••• L••

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c6695434-c279-f346-0d0c-2e1eb9a1d03d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• I••••••••• G••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 13, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• I••••••••• G••••• L••	Mixed wealth	Jun 10, 2008	n/a	yes	RICHMOND, VA	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 13, 2003	Jun 10, 2008	no	RICHMOND, VA\|RICHMOND, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	R••••••••• I••••••••• G••••• L••	Jun 10, 2008	Jun 10, 2008	0	Firm change	Other

Relationships

Registered with (2)

→ R••••••••• I••••••••• G••••• L••Registered adviserregistration: current employment
Jun 10, 2008 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 13, 2003 to Jun 10, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6695434-c279-f346-0d0c-2e1eb9a1d03d
First observed: Mar 13, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.