DFX Intelligence

I•••• O•••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

I•••• O•••••• A•••••••

Advisor at A••••• A•• P••••••• S•••••••

Frisco, TX | McKinney, TX

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Search this name across graphsid dfx:ria:c671f1c6-6f8a-7e8b-84e1-0000c93b4071

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 14, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Mar 27, 2026	n/a	yes	McKinney, TX\|Frisco, TX	Current employment
F••••• I•••••••••	Independent wealth	Oct 17, 2024	Mar 12, 2026	no	PLANO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	A••••• A•• P••••••• S•••••••	Mar 12, 2026	Mar 27, 2026	15	Firm change	RIA to ibd
F••••••• P••••••• A•• W•••••••• A•••••••	F••••• I•••••••••	Oct 1, 2024	Oct 17, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
107342:20472:TX:2026-03-05	Mar 12, 2026	Mar 27, 2026	PLANO, TX	Firm change

Relationships

Registered with (3)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Mar 27, 2026 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Oct 17, 2024 to Mar 12, 2026factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jul 14, 2023 to Oct 1, 2024factForm ADV

Dated events

Occurred
Mar 12, 2026
Advisor changed firm
I•••• O•••••• A••••••• left F••••• I••••••••• for A••••• A•• P••••••• S••••••• (registered 2026-03-27)
Form ADVobserved 7 days ago
Occurred
Oct 1, 2024
Advisor changed firm
I•••• O•••••• A••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for F••••• I••••••••• (registered 2024-10-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c671f1c6-6f8a-7e8b-84e1-0000c93b4071
First observed: Jul 14, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.