DFX Intelligence

K•••• O••••• N•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

K•••• O••••• N•••••••••

Advisor at F••••• I•••••••••

CHAPEL HILL, NC | PLANO, TX

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Search this name across graphsid dfx:ria:c6860bdd-0878-d5d6-8c6c-b0e80c0a9b42

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	Sep 19, 2017	n/a	yes	CHAPEL HILL, NC\|PLANO, TX	Current employment
A••••••••• L•••	Other adviser	Nov 19, 2012	Feb 8, 2017	no	CHICAGO, IL\|CHARLOTTE, NC\|CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L•••	F••••• I•••••••••	Feb 8, 2017	Sep 19, 2017	223	Firm change	Other
S•••••• C• B•••••••• • C••• L••	A••••••••• L•••	Oct 25, 2012	Nov 19, 2012

Relationships

Registered with (3)

→ F••••• I•••••••••Registered adviserregistration: current employment
Sep 19, 2017 to presentfactForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Nov 19, 2012 to Feb 8, 2017factForm ADV
→ S•••••• C• B•••••••• • C••• L••Registered adviserregistration: previous registration
Sep 19, 2011 to Oct 25, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6860bdd-0878-d5d6-8c6c-b0e80c0a9b42
First observed: Sep 19, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.