DFX Intelligence

D•••• V••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

D•••• V••••• M•••••

Advisor at S•••••• P••••••• I••••••••• A•••••••• L••

NASHVILLE, TN | STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c68d50a6-a93e-4f4a-bfc1-5842bd1dd68c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 12, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• P••••••• I••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• P••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Feb 5, 2024	n/a	yes	STAMFORD, CT\|NASHVILLE, TN	Current employment
S••••••••• W••••• P•••••••	Independent wealth	Nov 9, 2018	Feb 10, 2024	no	NASHVILLE, TN\|FRANKLIN, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• W••••• P•••••••	S•••••• P••••••• I••••••••• A•••••••• L••	Feb 10, 2024	Feb 5, 2024	-5	Firm change	RIA to ibd
T••••••• I••••••••• M••••••••• I•••	S••••••••• W••••• P•••••••	Sep 11, 2018	Nov 9, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
283515:283004:TN:2024-02-10	Feb 10, 2024	Feb 5, 2024	FRANKLIN, TN	Firm change

Relationships

Registered with (3)

→ S•••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 5, 2024 to presentfactForm ADV
→ S••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Nov 9, 2018 to Feb 10, 2024factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 12, 2018 to Sep 11, 2018factForm ADV

Dated events

Occurred
Feb 10, 2024
Advisor changed firm
D•••• V••••• M••••• left S••••••••• W••••• P••••••• for S•••••• P••••••• I••••••••• A•••••••• L•• (registered 2024-02-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c68d50a6-a93e-4f4a-bfc1-5842bd1dd68c
First observed: Jan 12, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.