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Advisor at MADISON INVESTMENT ADVISORS, LLC
MADISON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MADISON INVESTMENT ADVISORS, LLC | Mixed wealth | Feb 9, 2021 | n/a | yes | MADISON, WI | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jun 25, 2019 | Jun 26, 2020 | no | MIDDLETON, WI | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Apr 9, 2014 | Jun 12, 2019 | no | MADISON, WI|MADISON, WI | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 13, 2012 | no | Madison, WI | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 1, 2002 | Jun 1, 2009 | no | MADISON, WI|MADISON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | MADISON INVESTMENT ADVISORS, LLC | Jun 26, 2020 | Feb 9, 2021 | 228 | Firm change | Ibd to RIA |
| CUNA BROKERAGE SERVICES, INC. | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jun 12, 2019 | Jun 25, 2019 | 13 | Firm change | Ibd to ibd |
| MORGAN STANLEY | CUNA BROKERAGE SERVICES, INC. | Jul 13, 2012 | Apr 9, 2014 | 635 | Firm change after gap | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |