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Advisor at OSAIC WEALTH, INC.
RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Sep 30, 2022 | n/a | yes | RICHMOND, VA | Current employment |
| F3LOGIC, LLC | Former SEC adviser | Nov 1, 2017 | Sep 20, 2022 | no | Richmond, VA|BURNSVILLE, MN | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Apr 17, 2015 | Nov 6, 2017 | no | RICHMOND, VA | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Feb 26, 2015 | Apr 16, 2015 | no | RICHMOND, VA|ELLICOTT CITY, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F3LOGIC, LLC | OSAIC WEALTH, INC. | Sep 20, 2022 | Sep 30, 2022 | 10 | Firm change | RIA to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | F3LOGIC, LLC | Nov 6, 2017 | Nov 1, 2017 | -5 | Firm change | Other |
| VOYA FINANCIAL ADVISORS, INC. | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Apr 16, 2015 | Apr 17, 2015 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:289863:VA:2017-11-06 | Nov 6, 2017 | Nov 1, 2017 | RICHMOND, VA | Firm change |