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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
MEMPHIS, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 9, 2018 | n/a | yes | MEMPHIS, TN | Current employment |
| B RILEY WEALTH MANAGEMENT | Former SEC adviser | Apr 15, 2013 | Aug 10, 2018 | no | Memphis, TN|Memphis, TN | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 13, 2013 | Feb 27, 2013 | no | MEMPHIS, TN | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | May 17, 2004 | Feb 13, 2013 | no | MEMPHIS, TN|MEMPHIS, TN|MEMPHIS, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B RILEY WEALTH MANAGEMENT | RAYMOND JAMES & ASSOCIATES, INC. | Aug 10, 2018 | Aug 9, 2018 | -1 | Firm change | Other |
| RAYMOND JAMES & ASSOCIATES, INC. | B RILEY WEALTH MANAGEMENT | Feb 27, 2013 | Apr 15, 2013 | 47 | Firm change | Other |
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |