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H••••• H• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

H••••• H• H•••••••

Advisor at L•• F•••••••• L••

MADISON, CT

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Search this name across graphsid dfx:ria:c6a088cc-b969-24bf-664a-af08406a7606

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 14, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 29, 2024	n/a	yes	MADISON, CT	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Sep 1, 2023	Mar 4, 2024	no	SUMMERFIELD, FL\|MADISON, CT

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	L•• F•••••••• L••	Mar 4, 2024	Feb 29, 2024	-4	Firm change	Ibd to ibd
S•••••••• F••••••••• I•••	O•••• W•••••• I•••	Sep 1, 2023

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 29, 2024 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Sep 1, 2023 to Mar 4, 2024factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Jan 26, 2016 to Sep 1, 2023factForm ADV
→ N•••••••• W••••• P••••••• L••

Dated events

Occurred
Mar 4, 2024
Advisor changed firm
H••••• H• H••••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2024-02-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6a088cc-b969-24bf-664a-af08406a7606
First observed: Nov 14, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.