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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

LENDINGCLUB ASSET MANAGEMENT, LLC

CRD 155460

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c6b04b77-d7ec-72b9-4fc6-d34b85b5d321

Data as of Oct 5, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 2
Observed: Dec 6, 2011 to Oct 5, 2018
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Lendingclub Asset Management, LLC

Private equity manager · shared crd

Private Creditidentity

Lendingclub Asset Management, LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $107MItem 5.F on the latest filing (2018-10-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $107M
Private client RAUM: $12.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 11%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 115
Individual clients: 0
High net worth clients: 79
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $80.7Mgross asset value as reported per fund; never fund size
Custody, client assets: $107M
SEC number: 801-71989
CRD: 155460
Filings on the tape: 26
First filed: Dec 6, 2011
Latest filed: Oct 5, 2018
Organised: Limited Liability Company, California

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BROAD BASED CONSUMER CREDIT (Q) FUND, L.P.	Private Equity Fund	$557M	Sep 13, 2017	863	Jun 29, 2012	reported	021-179851
HIGH YIELD CONSUMER CREDIT (Q) FUND, L.P.	Private Equity Fund	$58.0M	Sep 13, 2017	63	Mar 31, 2015	reported	021-224937
CONSERVATIVE CONSUMER CREDIT (Q) FUND, L.P.	Private Equity Fund	$56.7M	Sep 13, 2017	102	Apr 1, 2013	reported	021-193523
DIVERSIFIED CREDIT INCOME FUND, LP	Private Equity Fund	$40.6M	Oct 5, 2018	63	Mar 29, 2017	reported	021-280858
RIVERVIEW MP FUND L.P.	Private Equity Fund	$34.7M	Oct 5, 2018	3	Mar 29, 2017	reported	021-260704
BROAD BASED CONSUMER CREDIT FUND II, L.P.	Private Equity Fund	$21.7M	Sep 13, 2017	92	Apr 1, 2013	reported	021-193487
BROAD BASED CONSUMER CREDIT FUND, L.P.	Private Equity Fund	$17.9M	Sep 13, 2017	71	Dec 6, 2011	reported	021-159370
CONSERVATIVE CONSUMER CREDIT FUND, L.P.	Private Equity Fund	$14.8M	Sep 13, 2017	54	Dec 6, 2011	reported	021-159371
DIVERSIFIED CREDIT INCOME FUND II, LP	Private Equity Fund	$4.0M	Oct 5, 2018	15	Nov 22, 2017	reported	021-294734
CONSERVATIVE CREDIT INCOME FUND, LP	Private Equity Fund	$1.4M	Oct 5, 2018	7	Nov 22, 2017	reported	021-294737

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Beck, Brian, David	SECRETARY, GENERAL COUNSEL	Na	yes	07/2017	Nov 22, 2017	Oct 5, 2018
KRISHNAPPA, VIVEK	President	Na	yes	01/2018	Feb 16, 2018	Oct 5, 2018
LENDINGCLUB CORPORATION	MANAGING MEMBER, SOLE MEMBER	E	yes	10/2010	Dec 6, 2011	Oct 5, 2018
GRENDA, JILL, MARIE	CHIEF COMPLIANCE OFFICER	Na	no	03/2018	Mar 23, 2018	Oct 5, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CCIF GP, LLC	n/a	n/a	n/a	Y	yes	n/a
DCIF GP, LLC	n/a	n/a	n/a	Y	yes	n/a
DCIF II GP, LLC	n/a	n/a	n/a	Y	yes	n/a
RV MP FUND GP, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 23, 2018	$107M	$107M	16	7	0	4	$80.7M
2016	Mar 29, 2017	$859M	$859M	41	14	n/a	8	$758M
2015	Mar 30, 2016	$1.3B	$0	23	14	n/a	6	$1.2B
2014	Mar 31, 2015	$1.1B	$0	28	15	n/a	6	$971M
2013	Mar 31, 2014	$800M	$0	19	16	n/a	5	$688M
2012	Apr 1, 2013	$445M	$0	15	15	n/a	5	$383M
2011	Dec 6, 2011	$40.7M	$0	n/a	n/a	n/a	2	$48.1M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$107M	$859M	-87.5%	$1.1B	-53.7%	16	41	0	n/a

Relationships

Advises (10)

→ RIVERVIEW MP FUND L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2017 to presentfactForm ADV
→ DIVERSIFIED CREDIT INCOME FUND, LPPrivate fundPrivate Equity Fund, IA
Mar 29, 2017 to presentfactForm ADV
→ CONSERVATIVE CREDIT INCOME FUND, LPPrivate fundPrivate Equity Fund, IA
Nov 22, 2017 to presentfactForm ADV
→ DIVERSIFIED CREDIT INCOME FUND II, LPPrivate fundPrivate Equity Fund, IA
Nov 22, 2017 to presentfactForm ADV
→ CONSERVATIVE CONSUMER CREDIT FUND, L.P.Private fundPrivate Equity Fund, IA
Dec 6, 2011 to presentfactForm ADV
→ BROAD BASED CONSUMER CREDIT FUND II, L.P.Private fundPrivate Equity Fund, IA
Apr 1, 2013 to presentfactForm ADV
→ BROAD BASED CONSUMER CREDIT (Q) FUND, L.P.Private fundPrivate Equity Fund, IA
Jun 29, 2012 to presentfactForm ADV
→ HIGH YIELD CONSUMER CREDIT (Q) FUND, L.P.Private fundPrivate Equity Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ BROAD BASED CONSUMER CREDIT FUND, L.P.Private fundPrivate Equity Fund, IA
Dec 6, 2011 to presentfactForm ADV
→ CONSERVATIVE CONSUMER CREDIT (Q) FUND, L.P.Private fundPrivate Equity Fund, IA
Apr 1, 2013 to presentfactForm ADV

Controls (3)

← KRISHNAPPA, VIVEKOwnerPRESIDENT, ownership code NA, individual
Feb 16, 2018 to presentfactForm ADV
← Beck, Brian, DavidOwnerSECRETARY, GENERAL COUNSEL, ownership code NA, individual
Nov 22, 2017 to presentfactForm ADV
← LENDINGCLUB CORPORATIONOwnerMANAGING MEMBER, SOLE MEMBER, ownership code E, domestic entity
Dec 6, 2011 to presentfactForm ADV

Owns (1)

← GRENDA, JILL, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 23, 2018 to presentfactForm ADV

Registered with (1)

← WILLIAM NICHOLAS STEINERAdvisorregistration: previous registration
Sep 21, 2016 to Apr 14, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6b04b77-d7ec-72b9-4fc6-d34b85b5d321
First observed: Dec 6, 2011
Last observed: Oct 5, 2018 96 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LENDINGCLUB ASSET MANAGEMENT, LLC

CRD 155460

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c6b04b77-d7ec-72b9-4fc6-d34b85b5d321

Data as of Oct 5, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BROAD BASED CONSUMER CREDIT (Q) FUND, L.P.

Private Equity Fund

$557M

Sep 13, 2017

863

Jun 29, 2012

reported

021-179851

HIGH YIELD CONSUMER CREDIT (Q) FUND, L.P.

Private Equity Fund

$58.0M

Sep 13, 2017

Mar 31, 2015

reported

021-224937

CONSERVATIVE CONSUMER CREDIT (Q) FUND, L.P.

Private Equity Fund

$56.7M

Sep 13, 2017

102

Apr 1, 2013

reported

021-193523

DIVERSIFIED CREDIT INCOME FUND, LP

Private Equity Fund

$40.6M

Oct 5, 2018

Mar 29, 2017

reported

021-280858

RIVERVIEW MP FUND L.P.

Private Equity Fund

$34.7M

Oct 5, 2018

Mar 29, 2017

reported

021-260704

BROAD BASED CONSUMER CREDIT FUND II, L.P.

Private Equity Fund

$21.7M

Sep 13, 2017

Apr 1, 2013

reported

021-193487

BROAD BASED CONSUMER CREDIT FUND, L.P.

Private Equity Fund

$17.9M

Sep 13, 2017

Dec 6, 2011

reported

021-159370

CONSERVATIVE CONSUMER CREDIT FUND, L.P.

Private Equity Fund

$14.8M

Sep 13, 2017

Dec 6, 2011

reported

021-159371

DIVERSIFIED CREDIT INCOME FUND II, LP

Private Equity Fund

$4.0M

Oct 5, 2018

Nov 22, 2017

reported

021-294734

CONSERVATIVE CREDIT INCOME FUND, LP

Private Equity Fund

$1.4M

Oct 5, 2018

Nov 22, 2017

reported

021-294737

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Beck, Brian, David

SECRETARY, GENERAL COUNSEL

yes

07/2017

Nov 22, 2017

Oct 5, 2018

KRISHNAPPA, VIVEK

President

yes

01/2018

Feb 16, 2018

Oct 5, 2018

LENDINGCLUB CORPORATION

MANAGING MEMBER, SOLE MEMBER

yes

10/2010

Dec 6, 2011

Oct 5, 2018

GRENDA, JILL, MARIE

CHIEF COMPLIANCE OFFICER

03/2018

Mar 23, 2018

Oct 5, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CCIF GP, LLC

n/a

yes

n/a

DCIF GP, LLC

n/a

yes

n/a

DCIF II GP, LLC

n/a

yes

n/a

RV MP FUND GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 23, 2018

$107M

$80.7M

2016

Mar 29, 2017

$859M

n/a

$758M

2015

Mar 30, 2016

$1.3B

n/a

$1.2B

2014

Mar 31, 2015

$1.1B

n/a

$971M

2013

Mar 31, 2014

$800M

n/a

$688M

2012

Apr 1, 2013

$445M

n/a

$383M

2011

Dec 6, 2011

$40.7M

n/a

$48.1M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$107M

$859M

-87.5%

$1.1B

-53.7%

n/a