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CRD 285974
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D••••• A•••• R•• | Ceo | Na | yes | 02/2018 | Dec 13, 2018 | Sep 30, 2019 |
| H••••••• R••••••• L•••• | Partner | Na | yes | 11/2016 | Dec 13, 2018 | Sep 30, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| T•••• S•••• C•••••• L•• | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| OKLAHOMA CITY | Ok | United States | 2 | yes |
| OKLAHOMA CITY | Ok | United States | 1 | no |
| Cfo |
| Na |
| yes |
| 03/2017 |
| Dec 13, 2018 |
| Sep 30, 2019 |
| M••••••• P••••• H•••••• | Coo | B | yes | 11/2017 | Dec 13, 2018 | Sep 30, 2019 |
| B•• G•••••• L•• | Owner | D | no | 09/2011 | Dec 13, 2018 | Sep 30, 2019 |
| C•••• L•••••••• W•••••• | Cco | Na | no | 12/2018 | Dec 13, 2018 | Sep 30, 2019 |
| T•••• S•••• G•••• L•• | Owner | E | no | 09/2016 | Dec 13, 2018 | Sep 30, 2019 |