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Advisor at LPL FINANCIAL LLC
YORK, PA | JARRETTSVILLE, MD | ABINGTON, MD | BEL AIR, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 9, 2021 | n/a | yes | YORK, PA|YORK, PA|BEL AIR, MD|ABINGTON, MD|BEL AIR, MD|JARRETTSVILLE, MD | Current employment |
| M&T SECURITIES, INC. | n/a | Oct 6, 2014 | Jun 9, 2021 | no | ANNAPOLIS, MD|Timonium, MD|BALTIMORE, MD|CATONSVILLE, MD|BALTIMORE, MD|BALTIMORE, MD|SYKESVILLE, MD|ANNAPOLIS, MD|BEL AIR, MD|Timonium, MD|Timonium, MD|TIMONIUM, MD|TOWSON, MD|TOWSON, MD|ABINGTON, MD|BEL AIR, MD|BEL AIR, MD|BEL AIR, MD|ANNAPOLIS, MD|BALTIMORE, MD | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 3, 2008 | Aug 5, 2014 | no | TOWSON, MD|TIMONIUM, MD | Previous registration |
| HERGENROEDER FINANCIAL ADVISORS, INC. | Independent wealth | Apr 18, 2005 | Aug 12, 2014 | no | TIMONIUM, MD|TOWSON, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M&T SECURITIES, INC. | LPL FINANCIAL LLC | Jun 9, 2021 | Jun 9, 2021 | 0 | Bulk transfer | Other |
| HERGENROEDER FINANCIAL ADVISORS, INC. | LPL FINANCIAL LLC | Aug 12, 2014 | Mar 3, 2008 | -2,353 | Firm change after gap | Other |
| LPL FINANCIAL LLC | M&T SECURITIES, INC. | Aug 5, 2014 | Oct 6, 2014 | 62 | Firm change | Other |