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C•••••• C•••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

C•••••• C•••• D•••••••

Advisor at W•••• F•••• A•••••••

WESTLAKE, OH

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Search this name across graphsid dfx:ria:c6bb017b-e99a-c5f3-f8b7-308dc16bf872

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Nov 4, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 29, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jul 8, 2024	n/a	yes	WESTLAKE, OH	Current employment
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Mar 21, 2022	Jun 21, 2024	no	CLEVELAND, OH

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• W• B•••• • C•• I•••••••••	W•••• F•••• A•••••••	Jun 21, 2024	Jul 8, 2024	17	Firm change	RIA to wirehouse
A••• I••••• A•••••••	R••••• W• B•••• • C•• I•••••••••	Mar 8, 2022

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 13, 2013 to May 24, 2021factForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Mar 21, 2022 to Jun 21, 2024factForm ADV
→ A••• I••••• A•••••••Registered adviserregistration: previous registration
Oct 13, 2021 to Mar 8, 2022factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jun 21, 2024
Advisor changed firm
C•••••• C•••• D••••••• left R••••• W• B•••• • C•• I••••••••• for W•••• F•••• A••••••• (registered 2024-07-08)
Form ADVobserved 7 days ago
Occurred
Mar 8, 2022
Advisor changed firm
C•••••• C•••• D••••••• left A••• I••••• A••••••• for R••••• W• B•••• • C•• I••••••••• (registered 2022-03-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6bb017b-e99a-c5f3-f8b7-308dc16bf872
First observed: Nov 4, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.