DFX Intelligence

A••••• K••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

A••••• K••• M••••••

Advisor at S••••••• I••••••••• A•••••••• I•••

St Louis, MO | PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c6bc78bd-0218-ccc1-b5f7-0e16742f4538

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 4, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• A•••••••• I•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Dec 2, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• A•••••••• I•••	Other adviser	Feb 8, 2024	n/a	yes	PORTLAND, OR\|St Louis, MO	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Jun 18, 2014	Sep 23, 2022	no	SAINT LOUIS, MO\|DOWNERS GROVE, IL\|SAINT LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	S••••••• I••••••••• A•••••••• I•••	Sep 23, 2022	Feb 8, 2024	503	Firm change after gap	Ibd to RIA
W•••• F•••• A•••••••	P•••••••• S••••••••• I•••	Apr 14, 2014	Jun 18, 2014

Relationships

Registered with (4)

→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 8, 2024 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 18, 2014 to Sep 23, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 5, 2013 to Apr 14, 2014factForm ADV
→ E••••• J••••

Dated events

Occurred
Sep 23, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6bc78bd-0218-ccc1-b5f7-0e16742f4538
First observed: Dec 4, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.