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BALIS ENTERPRISES LLC, CRD 315130
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| T••••• L• B•••• | Chartered Financial Analyst | CHESTER SPRINGS, PA | 5 | 11 | n/a | no |
| M•••••• H••••• R••••• | Chartered Financial Analyst | CHESTER SPRINGS, PA | Houston, TX | 4 | 24 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••• T•••••• L• | PRINCIPAL & CHIEF INVESTMENT OFFICER | E | yes | 05/2021 | May 28, 2021 | Dec 16, 2024 |
| K•••••• J•••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2024 | Dec 16, 2024 | Dec 16, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 19, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $444M | $1.8B | -76.0% | $369M | 6.4% | 8 | 5 | 6 | 4 |
| no |
| S•••• A•••• B••••• | Chartered Financial Analyst | CHESTER SPRINGS, PA | Edina, MN | 3 | 13 | n/a | no |
| J•••• L••• S••••••••• | Chartered Financial Analyst | CHESTER SPRINGS, PA | Leavenworth, WA | 0 | 10 | n/a | no |
| $444M |
| $444M |
| 8 |
| 4 |
| 6 |
| n/a |
| n/a |
| 2024 | Feb 18, 2025 | $1.8B | $1.8B | 5 | 5 | 4 | n/a | n/a |
| 2023 | Mar 22, 2024 | $1.4B | $1.4B | 5 | 5 | 4 | n/a | n/a |
| 2022 | Mar 17, 2023 | $369M | $369M | 5 | 5 | 4 | n/a | n/a |
| 2021 | Mar 28, 2022 | $582M | $582M | 3 | 3 | 2 | n/a | n/a |