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Reading the graph
Reading the graph
Advisor at D.A. DAVIDSON & CO.
BLUE SPRINGS, MO | SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. | Independent wealth | Dec 11, 2023 | n/a | yes | BLUE SPRINGS, MO|SEATTLE, WA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 16, 2023 | Dec 18, 2023 | no | KANSAS CITY, MO | Previous registration |
| COMMERCE BROKERAGE SERVICES, INC | Former SEC adviser | Oct 4, 2019 | Aug 16, 2023 | no | ST. LOUIS, MO|LEE'S SUMMIT, MO|ST. LOUIS, MO|KANSAS CITY, MO|LEAWOOD, KS|KANSAS CITY, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | D.A. DAVIDSON & CO. | Dec 18, 2023 | Dec 11, 2023 | -7 | Firm change | Ibd to RIA |
| COMMERCE BROKERAGE SERVICES, INC | LPL FINANCIAL LLC | Aug 16, 2023 | Aug 16, 2023 | 0 | Bulk transfer | RIA to ibd |