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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)22 years in industry

RICHARD MARK BASS

Advisor at OSAIC WEALTH, INC.

DELRAY BEACH, FL

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Search this name across graphsid dfx:ria:c6ced705-8748-c262-7f10-e93539f00f06

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 29, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S63|S65
First exam: Jun 29, 2004
First registration: Sep 6, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4785176

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Apr 26, 2021	n/a	yes	DELRAY BEACH, FL	Current employment
BENCHMARK ADVISORY SERVICES, LLC	No RAUM reported	Mar 23, 2020	Apr 6, 2020	no	Delray Beach, FL\|SAN DIEGO, CA	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Oct 7, 2009	Dec 31, 2017	no	WESTBURY, NY\|MINEOLA, NY\|MELVILLE, NY\|MELVILLE, NY	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Sep 6, 2006	Sep 16, 2009	no	REGO PARK, NY\|MINEOLA, NY\|REGO PARK, NY\|REGO PARK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BENCHMARK ADVISORY SERVICES, LLC	OSAIC WEALTH, INC.	Apr 6, 2020	Apr 26, 2021	385	Firm change	RIA to ibd
SIGNATOR INVESTORS, INC.	BENCHMARK ADVISORY SERVICES, LLC	Dec 31, 2017	Mar 23, 2020	813	Firm change after gap	Other
PARK AVENUE SECURITIES LLC	SIGNATOR INVESTORS, INC.	Sep 16, 2009	Oct 7, 2009	21	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Apr 26, 2021 to presentfactForm ADV
→ BENCHMARK ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Mar 23, 2020 to Apr 6, 2020factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Oct 7, 2009 to Dec 31, 2017factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Sep 6, 2006 to Sep 16, 2009factForm ADV

Dated events

No dated event names this entity yet.