DFX Intelligence

E••• W•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

E••• W•••• P•••••

Advisor at S•••••• P••••••• I••••••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:c6cfd314-f47c-e873-e4fe-1d38f58030eb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 3, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• P••••••• I••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• P••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	May 7, 2026	n/a	yes	STAMFORD, CT\|Largo, FL\|Palm Harbor, FL	Current employment
J••• W••••• M•••••••• I•••	Former SEC adviser	Mar 9, 2022	Jun 1, 2026	no	LARGO, FL

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
J••• W••••• M•••••••• I•••	S•••••• P••••••• I••••••••• A•••••••• L••	Jun 1, 2026	May 7, 2026	-25	Firm change	RIA to ibd
R•••••••• F••••••••	J••• W••••• M•••••••• I•••	Nov 3, 2023	Mar 9, 2022

Team moves

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Team	Left	Joined	From	Kind
282807:283004:FL:2026-06-01	Jun 1, 2026	May 7, 2026	LARGO, FL	Firm change

Relationships

Registered with (5)

→ S•••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
May 7, 2026 to presentfactForm ADV
→ J••• W••••• M•••••••• I•••Registered adviserregistration: previous registration
Mar 9, 2022 to Jun 1, 2026factForm ADV
→ R•••••••• F••••••••Registered adviserregistration: previous registration
Aug 15, 2018 to Nov 3, 2023factForm ADV
→ C••• W••••• A•••••••• I•••

Dated events

Occurred
Jun 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6cfd314-f47c-e873-e4fe-1d38f58030eb
First observed: Sep 3, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.