DFX Intelligence

D•••• L•• V•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor43 years in industry

D•••• L•• V•••••••

Advisor at T•• W••••• M••••••••• L••

INDIAN ROCKS BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c6d6323c-3f40-c523-d9d0-f785859c3fa9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 31, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 28, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• W••••• M••••••••• L••	Independent wealth	Aug 9, 2016	n/a	yes	INDIAN ROCKS BEACH, FL	Current employment
V•• A••••••• S•••••••	Former SEC adviser	Sep 24, 2012	Aug 17, 2016	no	OMAHA, NE\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•• A••••••• S•••••••	T•• W••••• M••••••••• L••	Aug 17, 2016	Aug 9, 2016	-8	Firm change	Other
R••••• W• B•••• • C•• I•••••••••	V•• A••••••• S•••••••	Sep 27, 2012	Sep 24, 2012

Relationships

Registered with (3)

→ T•• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 9, 2016 to presentfactForm ADV
→ V•• A••••••• S•••••••Registered adviserregistration: previous registration
Sep 24, 2012 to Aug 17, 2016factForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Jul 31, 1997 to Sep 27, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6d6323c-3f40-c523-d9d0-f785859c3fa9
First observed: Jul 31, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.