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TRANSWESTERN INVESTMENT MANAGEMENT, LLC, CRD 159520
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| LAURIE LITHERLAND DOTTER | n/a | HOUSTON, TX | 14 | 15 | n/a | no |
| JUAN ROBERTO DEANGULO | n/a | HOUSTON, TX | 14 | 16 | n/a | no |
| COLLIN KEITH COMER | n/a | HOUSTON, TX | 14 | 14 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| TRANSWESTERN STRATEGIC PARTNERS FUND III, L.P. | Real Estate Fund | $451M | Mar 27, 2024 | 89 | Mar 29, 2022 | reported | 021-396747 |
| MIP MASTER PARTNERSHIP II, LP | Real Estate Fund | $329M | Mar 27, 2024 | 2 | Sep 29, 2017 | reported | n/a |
| CORPORATE PROPERTIES TRUST II, LP | Real Estate Fund | $226M | Mar 27, 2024 | 2 | Sep 29, 2017 | reported | n/a |
| TSP VALUE AND INCOME FUND II, LP | Real Estate Fund | $123M | Mar 27, 2024 | 23 | Sep 29, 2017 | reported | 021-1630445 |
| TSP SEED CO-INVEST, L.L.C | Real Estate Fund | $100M | Jul 26, 2017 | 2 | Apr 2, 2015 | dropped | n/a |
| DIVERSIFIED INTERNATIONAL PARTNERS (EQUITY), L.P. | Real Estate Fund | $14.8M | Mar 27, 2024 | 92 | Sep 29, 2017 | reported | n/a |
| DIVERSIFIED INTERNATIONAL PARTNERS (DEBT), L.P. | Real Estate Fund | $9.9M | Mar 27, 2024 | 92 | Sep 29, 2017 | reported | n/a |
| CORPORATE PROPERTIES TRUST I, LP | Real Estate Fund | $9.7M | Mar 27, 2024 | 3 | Sep 29, 2017 | reported | n/a |
| TSP VALUE AND INCOME FUND, L.P. | Real Estate Fund | $9.7M | May 4, 2020 | 54 | Apr 2, 2015 | dropped | 021-1630445 |
| TRANSWESTERN SPONSORSHIP EQUITY PARTNERS I, LLC | Real Estate Fund | $7.2M | Aug 17, 2022 | 16 | Mar 28, 2017 | dropped | 021-144739 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BOURGEOIS, REID, MICHAEL | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | Na | yes | 06/2017 | Jun 30, 2017 | Mar 27, 2024 |
| DUNCAN, ROBERT, DOUGLAS | Member | C | yes | 03/2011 | Jun 12, 2012 | Mar 27, 2024 |
| DUNCAN, ROBERT, DOUGLAS | Chairman | Na | yes | 10/2010 | Jun 12, 2012 | Mar 27, 2024 |
| Garancis, Paul | EXECUTIVE MANAGING DIRECTOR, HEAD OF PORTFOLIO MANAGEMENT | Na | yes | 06/2022 | Jun 30, 2017 | Mar 27, 2024 |
| HAZEN, CHARLES, NICHOLAS | President | Na | yes | 09/2017 | Sep 29, 2017 | Mar 27, 2024 |
| HEARD, LAWRENCE, PIKE | CHIEF EXECUTIVE OFFICER | Na | yes | 10/2010 | Jun 12, 2012 | Mar 27, 2024 |
| Jaye, Gary, Raymond | CHIEF INVESTMENT OFFICER | Na | yes | 10/2022 | Mar 29, 2023 | Mar 27, 2024 |
| TRANSWESTERN INVESTMENT GROUP, LLC | MEMBER, TRANSWESTERN INVESTMENT MANAGEMENT, LLC AND TRANSWESTERN STRATEGIC PARTNERS, LLC | E | yes | 03/2011 | Jun 12, 2012 | Mar 27, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CORPORATE PROPERTIES TRUST I GP, L.L.C. | n/a | n/a | n/a | N | yes | n/a |
| CORPORATE PROPERTIES TRUST II GP, L.L.C. | n/a | n/a | n/a | N | yes | n/a |
| MIP MASTER GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| TRANSWESTERN COMMERCIAL SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| TRANSWESTERN DEVELOPMENT COMPANY, LLC | n/a | n/a | n/a | N | yes | n/a |
| TRANSWESTERN STRATEGIC PARTNERS FUND III GP, L.L.C | n/a | n/a | n/a | N | yes | n/a |
| TSP VALUE AND INCOME FUND II GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Houston | TX | United States | 8 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $3.7B | $937M | 31 | 25 | 1 | 5 | n/a |
| 2024 | Mar 28, 2025 | $4.3B | $799M | 27 | 22 | 1 | 5 | n/a |
| 2023 | Mar 27, 2024 | $4.0B | $574M | 31 | 26 | 1 | 7 | $1.2B |
| 2022 | Mar 29, 2023 | $5.0B | $534M | 24 | 19 | 1 | 7 | $2.0B |
| 2021 | Mar 29, 2022 | $5.2B | $617M | 23 | 17 | 1 | 8 | $2.3B |
| 2020 | Mar 30, 2021 | $4.8B | $503M | 26 | 20 | 1 | 7 | $2.1B |
| 2019 | Mar 26, 2020 | $4.6B | $361M | 30 | 24 | 1 | 8 | $1.9B |
| 2018 | Mar 29, 2019 | $4.4B | $514M | 28 | 23 | 1 | 8 | $2.1B |
| 2017 | Mar 28, 2018 | $4.4B | $438M | 30 | 25 | 1 | 8 | $2.0B |
| 2016 | Mar 28, 2017 | $3.1B | $518M | 20 | 20 | n/a | 3 | $517M |
| 2015 | Mar 30, 2016 | $2.0B | $430M | 18 | 16 | n/a | 2 | $80.0M |
| 2014 | Apr 2, 2015 | $1.7B | $268M | 14 | 11 | n/a | 2 | $80.0M |
| 2013 | Mar 31, 2014 | $816M | $185M | 12 | 9 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $425M | $0 | 8 | 7 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.7B | $4.3B | -12.9% | $5.0B | -9.0% | 31 | 27 | 1 | 1 |