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C••••••••• P••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

C••••••••• P••• C••••••••

Advisor at J••••• M••••••••• S•••• L••

Philadelphia, PA

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Search this name across graphsid dfx:ria:c6db8619-9a2c-038c-442a-9b98b0898539

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 12, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••• M••••••••• S•••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J••••• M••••••••• S•••• L••	Bd affiliated wealth	May 11, 2023	n/a	yes	Philadelphia, PA	Current employment
H•••••• T••••••• • K•••• L••	Independent wealth	May 18, 2022	May 5, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• T••••••• • K•••• L••	J••••• M••••••••• S•••• L••	May 5, 2023	May 11, 2023	6	Firm change	Ibd to ibd
E•••••••• A•••••••• L••	H•••••• T••••••• • K•••• L••	May 19, 2022

Relationships

Registered with (3)

→ J••••• M••••••••• S•••• L••Registered adviserregistration: current employment
May 11, 2023 to presentfactForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
May 18, 2022 to May 5, 2023factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 12, 2020 to May 19, 2022factForm ADV

Dated events

Occurred
May 5, 2023
Advisor changed firm
C••••••••• P••• C•••••••• left H•••••• T••••••• • K•••• L•• for J••••• M••••••••• S•••• L•• (registered 2023-05-11)
Form ADVobserved 7 days ago
Occurred
May 19, 2022
Advisor changed firm
C••••••••• P••• C•••••••• left E•••••••• A•••••••• L•• for H•••••• T••••••• • K•••• L•• (registered 2022-05-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6db8619-9a2c-038c-442a-9b98b0898539
First observed: Oct 12, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.