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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

JACLYN ADAMS PEAL

Advisor at CWM, LLC

OMAHA, NE

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Search this name across graphsid dfx:ria:c6e0685d-5d0a-0d65-59ef-db0e3ccb8d2b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 7, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWM, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 15, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 15, 2007
First registration: Sep 7, 2007
Dual registered: yes, broker-dealer
Other names: JACLYN SUE ADAMS|JACLYN SUE ADAMS PEAL
IAPD individual key: 5339652

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWM, LLC	Bd affiliated wealth	Aug 3, 2020	n/a	yes	OMAHA, NE	Current employment
ORION PORTFOLIO SOLUTIONS, LLC	Bd affiliated wealth	Apr 1, 2015	Nov 18, 2019	no	OMAHA, NE	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 7, 2008	Mar 6, 2015	no	LA VISTA, NE	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Sep 7, 2007	Sep 3, 2008	no	ERIE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ORION PORTFOLIO SOLUTIONS, LLC	CWM, LLC	Nov 18, 2019	Aug 3, 2020	259	Firm change	RIA to ibd
SECURITIES AMERICA ADVISORS, INC.	ORION PORTFOLIO SOLUTIONS, LLC	Mar 6, 2015	Apr 1, 2015	26	Firm change	Other
MORGAN STANLEY & CO. LLC	SECURITIES AMERICA ADVISORS, INC.	Sep 3, 2008	Nov 7, 2008	65	Firm change	Other

Relationships

Registered with (4)

→ CWM, LLCRegistered adviserregistration: current employment
Aug 3, 2020 to presentfactForm ADV
→ ORION PORTFOLIO SOLUTIONS, LLCRegistered adviserregistration: previous registration
Apr 1, 2015 to Nov 18, 2019factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 7, 2008 to Mar 6, 2015factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Sep 7, 2007 to Sep 3, 2008factForm ADV

Dated events

No dated event names this entity yet.