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Advisor at B. RILEY WEALTH ADVISORS, INC.
Castle Rock, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Mar 21, 2023 | n/a | yes | Castle Rock, CO | Current employment |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Aug 4, 2022 | Sep 15, 2022 | no | Castle Rock, CO | Previous registration |
| B RILEY WEALTH MANAGEMENT | Former SEC adviser | Oct 15, 2012 | Sep 15, 2022 | no | Memphis, TN|Castle Rock, CO|Memphis, TN | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 22, 2010 | Oct 15, 2012 | no | MEMPHIS, TN|SHREVEPORT, LA|MONROE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B RILEY WEALTH MANAGEMENT | B. RILEY WEALTH ADVISORS, INC. | Sep 15, 2022 | Aug 4, 2022 | -42 | Firm change after gap | Ibd to ibd |
| WELLS FARGO ADVISORS | B RILEY WEALTH MANAGEMENT | Oct 15, 2012 | Oct 15, 2012 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2543:115927:TN:2022-09-15 | Sep 15, 2022 | Aug 4, 2022 | MEMPHIS, TN | Firm change after gap |