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G•••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst30 years in industry

G•••• L••

Advisor at B•••••• F•••••••• S••••••• G••••

PHOENIX, AZ | IRVINE, CA

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Search this name across graphsid dfx:ria:c6e64fc9-08f7-7c75-6116-7bf83f93954a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 29, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• F•••••••• S••••••• G••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 28, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• F•••••••• S••••••• G••••	Independent wealth	Feb 3, 2017	n/a	yes	PHOENIX, AZ\|IRVINE, CA	Current employment
P•••••• F•••••••• M••••••••• I••	Former SEC adviser	Apr 29, 1997	Mar 30, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• F•••••••• M••••••••• I••	B•••••• F•••••••• S••••••• G••••	Mar 30, 2017	Feb 3, 2017	-55	Firm change after gap	Other

Relationships

Registered with (2)

→ B•••••• F•••••••• S••••••• G••••Registered adviserregistration: current employment
Feb 3, 2017 to presentfactForm ADV
→ P•••••• F•••••••• M••••••••• I••Registered adviserregistration: previous registration
Apr 29, 1997 to Mar 30, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6e64fc9-08f7-7c75-6116-7bf83f93954a
First observed: Apr 29, 1997
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.