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Advisor at HIGHTOWER ADVISORS, LLC
CALABASAS, CA | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jul 2, 2025 | n/a | yes | CALABASAS, CA|CHICAGO, IL | Current employment |
| LINDBROOK CAPITAL, LLC | Former SEC adviser | May 27, 2022 | Sep 4, 2025 | no | CALABASAS, CA|LOS ANGELES, CA | Previous registration |
| INTERSECT CAPITAL LLC | Former SEC adviser | Jan 18, 2017 | Aug 5, 2022 | no | SAN RAMON, CA | Previous registration |
| L & S ADVISORS, INC | Independent wealth | Jun 25, 2012 | Feb 6, 2017 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LINDBROOK CAPITAL, LLC | HIGHTOWER ADVISORS, LLC | Sep 4, 2025 | Jul 2, 2025 | -64 | Firm change after gap | RIA to ibd |
| INTERSECT CAPITAL LLC | LINDBROOK CAPITAL, LLC | Aug 5, 2022 | May 27, 2022 | -70 | Firm change after gap | RIA to RIA |
| L & S ADVISORS, INC | INTERSECT CAPITAL LLC | Feb 6, 2017 | Jan 18, 2017 | -19 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155812:145323:CA:2025-09-04 | Sep 4, 2025 | Jul 2, 2025 | LOS ANGELES, CA | Firm change after gap |