DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner31 years in industry

NATHAN JOHN RICKS

Advisor at FINANCIAL FREEDOM FOR DENTISTS LLC

SNOQUALMIE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c6ec0ff0-00e5-8557-5ec2-370c5397fe61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FINANCIAL FREEDOM FOR DENTISTS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 3, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jul 3, 1995
First registration: Dec 31, 2001
Dual registered: no
Other names: NATE RICKS
IAPD individual key: 2630065

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FINANCIAL FREEDOM FOR DENTISTS LLC	Independent wealth	Jul 1, 2019	n/a	yes	SNOQUALMIE, WA	Current employment
DENTAL WEALTH ADVISORS, LLC	Former SEC adviser	Feb 7, 2013	Jul 2, 2019	no	BELLEVUE, WA\|KIRKLAND, WA	Previous registration
MERCER GLOBAL ADVISORS INC.	Independent wealth	Jul 3, 2008	Feb 1, 2013	no	BELLEVUE, WA	Previous registration
MERCER ADVISORS	n/a	Dec 31, 2001	Jun 26, 2008	no	BELLEVUE, WA\|SCHAUMBURG, IL\|CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DENTAL WEALTH ADVISORS, LLC	FINANCIAL FREEDOM FOR DENTISTS LLC	Jul 2, 2019	Jul 1, 2019	-1	Firm change	RIA to RIA
MERCER GLOBAL ADVISORS INC.	DENTAL WEALTH ADVISORS, LLC	Feb 1, 2013	Feb 7, 2013	6	Firm change	Other
MERCER ADVISORS	MERCER GLOBAL ADVISORS INC.	Jun 26, 2008	Jul 3, 2008	7	Bulk transfer	Other

Relationships

Registered with (4)

→ FINANCIAL FREEDOM FOR DENTISTS LLCRegistered adviserregistration: current employment
Jul 1, 2019 to presentfactForm ADV
→ DENTAL WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 7, 2013 to Jul 2, 2019factForm ADV
→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: previous registration
Jul 3, 2008 to Feb 1, 2013factForm ADV
→ MERCER ADVISORSRegistered adviserregistration: previous registration
Dec 31, 2001 to Jun 26, 2008factForm ADV

Dated events

No dated event names this entity yet.