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Advisor at WELLS FARGO ADVISORS
ST. LOUIS, MO | BALLWIN, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 14, 2025 | n/a | yes | ST. LOUIS, MO|BALLWIN, MO | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 14, 2014 | Jul 28, 2015 | no | ST. LOUIS, MO | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Jul 5, 2012 | no | MINNEAPOLIS, MN | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Oct 21, 2008 | Jan 3, 2011 | no | MINNEAPOLIS, MN | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jul 30, 2003 | May 14, 2007 | no | MINNEAPOLIS, MN|MINNEAPOLIS, MN|MINNEAPOLIS, MN|MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |