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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

ERIC THOMAS JOHNSON

Advisor at WELLS FARGO ADVISORS

HOUSTON, TX

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Search this name across graphsid dfx:ria:c6f7e208-8596-198c-e028-d020d1b93e11

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 24, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 26, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: May 26, 2006
First registration: Apr 24, 2007
Dual registered: yes, broker-dealer
Other names: ERIC JOHNSON
IAPD individual key: 5131377

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Apr 15, 2011	n/a	yes	HOUSTON, TX	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 29, 2011	no	Houston, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 5, 2007	Jun 1, 2009	no	HOUSTON, TX	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Apr 24, 2007	Sep 19, 2007	no	HOUSTON, TX\|AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WELLS FARGO ADVISORS	Apr 29, 2011	Apr 15, 2011	-14	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
ONEAMERICA SECURITIES, INC.	CITIGROUP GLOBAL MARKETS INC.	Sep 19, 2007	Sep 5, 2007	-14	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Apr 15, 2011 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 29, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 5, 2007 to Jun 1, 2009factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Apr 24, 2007 to Sep 19, 2007factForm ADV

Dated events

No dated event names this entity yet.