DFX Intelligence
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Reading the graph
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Advisor at R•• A••••••• L••
STAMFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•• A••••••• L•• | Independent wealth | Apr 25, 2000 | n/a | yes | STAMFORD, CT | Current employment |
| C••••••••• F•••••••• N•••••• | National bd RIA | Mar 1, 2000 | May 28, 2010 | no | STAMFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• N•••••• | R•• A••••••• L•• | May 28, 2010 | Apr 25, 2000 | -3,685 | Firm change after gap | Other |