DFX Intelligence

P•••• D•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

P•••• D•••• S•••••

Advisor at E••• P•••••• A•••• M••••••••• L••

DORADO, PR

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Search this name across graphsid dfx:ria:c70663b6-d445-d83d-5f44-5366d739f591

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Sep 25, 2009 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•••• D•••• S•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••• P•••••• A•••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••• P•••••• A•••• M••••••••• L••	Mixed wealth	Apr 10, 2024	n/a	yes	DORADO, PR	Current employment
A•••• • A••••••• G••••• P•••••••	Independent wealth	Sep 25, 2009	Jan 3, 2024	no	WESTPORT, CT\|NEWPORT BEACH, CA\|Dorado, PR\|Dorado, PR\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• • A••••••• G••••• P•••••••	E••• P•••••• A•••• M••••••••• L••	Jan 3, 2024	Apr 10, 2024	98	Firm change	RIA to RIA

Relationships

Registered with (2)

→ E••• P•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Apr 10, 2024 to presentfactForm ADV
→ A•••• • A••••••• G••••• P•••••••Registered adviserregistration: previous registration
Sep 25, 2009 to Jan 3, 2024factForm ADV

Dated events

Occurred
Jan 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c70663b6-d445-d83d-5f44-5366d739f591
First observed: Sep 25, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.