DFX Intelligence

C••••••• A••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)43 years in industry

C••••••• A••••• K•••••

Advisor at G••••• W••••• M••••••••• I•••

Lansdale, PA

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Search this name across graphsid dfx:ria:c708d553-ed73-fac4-4c66-550535a41a7b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 12, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 30, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Jul 1, 2004	n/a	yes	Lansdale, PA	Current employment
C••••• A••••••• L••	Former SEC adviser	Jan 12, 1998	Jul 12, 2004	no	MONTGOMERYVILLE, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	G••••• W••••• M••••••••• I•••	Jul 12, 2004	Jul 1, 2004	-11	Firm change	Other

Relationships

Registered with (2)

→ G••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Jul 1, 2004 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jan 12, 1998 to Jul 12, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c708d553-ed73-fac4-4c66-550535a41a7b
First observed: Jan 12, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.