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Advisor at LPL FINANCIAL LLC
GREENSBORO, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 16, 2024 | n/a | yes | GREENSBORO, NC | Current employment |
| OSAIC FS, INC. | Former SEC adviser | Oct 22, 2021 | May 16, 2024 | no | GREENSBORO, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 18, 2020 | Nov 1, 2021 | no | WINSTON SALEM, NC|HIGH POINT, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | LPL FINANCIAL LLC | May 16, 2024 | May 16, 2024 | 0 | Bulk transfer | Ibd to ibd |
| WELLS FARGO ADVISORS | OSAIC FS, INC. | Nov 1, 2021 | Oct 22, 2021 | -10 | Firm change | Wirehouse to ibd |