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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

HARBOURFRONT WEALTH AMERICA INC.

CRD 306941

VANCOUVER

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c70d4c08-9932-e92a-1543-a735204eb5d8

Data as of Aug 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jan 13, 2020 to Aug 14, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $9.2MItem 5.F on the latest filing (2026-08-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $8.3M
Private client RAUM: $9.2MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 24
Individual clients: 15
High net worth clients: 7
SEC number: 801-118067
CRD: 306941
Filings on the tape: 20
First filed: Jan 13, 2020
Latest filed: Aug 14, 2026
Organised: Corporation
Website: harbourfrontwealthamerica.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Ellis, Calder, Ashton	CHIEF COMPLIANCE OFFICER	Na	yes	04/2022	Apr 18, 2022	Mar 8, 2024
HARBOURFRONT WEALTH HOLDINGS INC	Shareholder	E	yes	11/2013	Feb 17, 2021	Mar 8, 2024
Stibbard, Lynn, Patricia	CHIEF FINANCIAL OFFICER	Na	yes	01/2020	Jan 13, 2020	Mar 8, 2024
AG HARBOURFRONT HOLDINGS, LP	Shareholder	D	no	09/2022	Mar 10, 2023	Mar 8, 2024
Popescu, Daniel, Razvan	CHIEF EXECUTIVE OFFICER	Na	no	11/2019	Jan 13, 2020	Mar 8, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 18, 2026	$9.2M	$8.3M	15	10	n/a	n/a
2024	Mar 16, 2025	$6.4M	$6.0M	15	10	n/a	n/a
2023	Mar 8, 2024	$12.1M	$11.2M	15	10	n/a	n/a
2022	Mar 10, 2023	$9.0M	$8.2M	15	10	n/a	n/a
2021	Feb 24, 2022	$11.0M	$10.8M	15	10	n/a	n/a
2020	Feb 17, 2021	$4.6M	$3.9M	3	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$9.2M	$6.4M	44.0%	$9.0M	0.6%	15	15	0	0

Relationships

Owns (2)

← Popescu, Daniel, RazvanOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jan 13, 2020 to Mar 8, 2024factForm ADV
← AG HARBOURFRONT HOLDINGS, LPOwnerSHAREHOLDER, ownership code D, domestic entity
Mar 10, 2023 to Mar 8, 2024factForm ADV

Controls (3)

← Stibbard, Lynn, PatriciaOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jan 13, 2020 to Mar 8, 2024factForm ADV
← Ellis, Calder, AshtonOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 18, 2022 to Mar 8, 2024factForm ADV
← HARBOURFRONT WEALTH HOLDINGS INCOwnerSHAREHOLDER, ownership code E, foreign entity
Feb 17, 2021 to Mar 8, 2024factForm ADV

Dated events

Occurred
Apr 18, 2022
Control person left
Anne Kathleen Black (Chief Compliance Officer) no longer on Schedule A of Harbourfront Wealth America Inc. (listed 2022-02-24, absent 2022-04-18)
Form ADVobserved 5 days ago
Occurred
Apr 18, 2022
Control person joined
Ashton Calder Ellis (Chief Compliance Officer) appeared on Schedule A of Harbourfront Wealth America Inc.
Form ADVobserved 5 days ago
Occurred
Jan 13, 2020
First Form ADV filing
Harbourfront Wealth America Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c70d4c08-9932-e92a-1543-a735204eb5d8
First observed: Jan 13, 2020
Last observed: Aug 14, 2026 37 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HARBOURFRONT WEALTH AMERICA INC.

CRD 306941

VANCOUVER

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c70d4c08-9932-e92a-1543-a735204eb5d8

Data as of Aug 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Ellis, Calder, Ashton

CHIEF COMPLIANCE OFFICER

yes

04/2022

Apr 18, 2022

Mar 8, 2024

HARBOURFRONT WEALTH HOLDINGS INC

Shareholder

yes

11/2013

Feb 17, 2021

Mar 8, 2024

Stibbard, Lynn, Patricia

CHIEF FINANCIAL OFFICER

yes

01/2020

Jan 13, 2020

Mar 8, 2024

AG HARBOURFRONT HOLDINGS, LP

Shareholder

09/2022

Mar 10, 2023

Mar 8, 2024

Popescu, Daniel, Razvan

CHIEF EXECUTIVE OFFICER

11/2019

Jan 13, 2020

Mar 8, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$9.2M

$8.3M

n/a

2024

Mar 16, 2025

$6.4M

$6.0M

n/a

2023

Mar 8, 2024

$12.1M

$11.2M

n/a

2022

Mar 10, 2023

$9.0M

$8.2M

n/a

2021

Feb 24, 2022

$11.0M

$10.8M

n/a

2020

Feb 17, 2021

$4.6M

$3.9M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$9.2M

$6.4M

44.0%

$9.0M

0.6%