DFX Intelligence

S••• C••••••••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

S••• C••••••••• E•••••••

Advisor at F•••• P••••••• W•••••• L••

Boca Raton, FL

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Search this name across graphsid dfx:ria:c712b890-db82-42ad-667f-1431086942c1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 16, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jun 27, 2019	n/a	yes	Boca Raton, FL	Current employment
S• S•••••	Former SEC adviser	Aug 21, 2015	Mar 29, 2016	no	BOCA RATON, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• G••••• A•••• M••••••••• L••	S• S•••••	May 31, 2019	Aug 21, 2015	-1,379	Firm change after gap	Other
S• S•••••	F•••• P••••••• W•••••• L••	Mar 29, 2016	Jun 27, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
107522:165199:FL:2019-05-31	May 31, 2019	Aug 21, 2015	BOCA RATON, FL	Firm change after gap
165199:159289:FL:2016-03-29	Mar 29, 2016	Jun 27, 2019	BOCA RATON, FL	Firm change after gap

Relationships

Registered with (3)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jun 27, 2019 to presentfactForm ADV
→ S•••••••• G••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 16, 2010 to May 31, 2019factForm ADV
→ S• S•••••Registered adviserregistration: previous registration
Aug 21, 2015 to Mar 29, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c712b890-db82-42ad-667f-1431086942c1
First observed: Aug 16, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.