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Advisor at AUSTEC WEALTH MANAGEMENT, LLC
STRATTON, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AUSTEC WEALTH MANAGEMENT, LLC | State registered | Oct 29, 2015 | n/a | yes | STRATTON, CO | Current employment |
| COMPREHENSIVE PERSONAL FINANCIAL ADVISORS | Former SEC adviser | Dec 19, 2008 | Mar 25, 2015 | no | LONE TREE, CO | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | May 2, 2003 | Jul 5, 2007 | no | SCHAUMBURG, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMPREHENSIVE PERSONAL FINANCIAL ADVISORS | AUSTEC WEALTH MANAGEMENT, LLC | Mar 25, 2015 | Oct 29, 2015 | 218 | Firm change | Other |
| CETERA INVESTMENT ADVISERS LLC | COMPREHENSIVE PERSONAL FINANCIAL ADVISORS | Jul 5, 2007 | Dec 19, 2008 | 533 | Firm change after gap | Other |