DFX Intelligence

C••• C• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

C••• C• W•••••••

Advisor at P•••••• A•••••••• L••

FALLBROOK, CA

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Search this name across graphsid dfx:ria:c71757e1-c461-a02e-d521-f146bd4de104

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 11, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 11, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••••• L••	State registered	Mar 19, 2025	n/a	yes	FALLBROOK, CA	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Jul 18, 2012	Feb 3, 2020	no	SAN DIEGO, CA\|SAN DIEGO, CA\|ESCONDIDO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	P•••••• A•••••••• L••	Feb 3, 2020	Mar 19, 2025	1,871	Firm change after gap	RIA to state RIA
C••••• I••••••••• A••••••• L••	I••••••••• F•••••••• G••••• L••	Feb 10, 2007	Jul 18, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
7717:306117:CA:2020-02-03	Feb 3, 2020	Mar 19, 2025	ESCONDIDO, CA	Firm change after gap

Relationships

Registered with (3)

→ P•••••• A•••••••• L••Registered adviserregistration: current employment
Mar 19, 2025 to presentfactForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Jul 18, 2012 to Feb 3, 2020factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 11, 2006 to Feb 10, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c71757e1-c461-a02e-d521-f146bd4de104
First observed: Dec 11, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.