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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)19 years in industry

ANDREW WESLEY COHEN

Advisor at MORGAN STANLEY

New York, NY

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Search this name across graphsid dfx:ria:c71e1cfa-5d1c-f39d-212c-e876410f88a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 24, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Chartered Financial Analyst
Exams: S66
First exam: Jun 30, 2015
First registration: Jan 24, 2007
Dual registered: yes, broker-dealer
Other names: ANDREW COHEN|ANDREW W. COHEN|ANDREW W COHEN
IAPD individual key: 4775600

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Feb 18, 2022	n/a	yes	New York, NY\|New York, NY	Current employment
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jul 2, 2015	Sep 5, 2023	no	ARLINGTON, VA\|Jersey City, NJ\|New York, NY	Previous registration
MARINER WEALTH ADVISORS	Former SEC adviser	Nov 14, 2014	Apr 1, 2015	no	NEW YORK, NY	Previous registration
MORGAN STANLEY	Wirehouse	Mar 9, 2011	Oct 5, 2011	no	PURCHASE, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 24, 2007	Mar 9, 2011	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Sep 5, 2023	Feb 18, 2022	-564	Bulk transfer	RIA to wirehouse
MARINER WEALTH ADVISORS	E*TRADE CAPITAL MANAGEMENT, LLC	Apr 1, 2015	Jul 2, 2015	92	Firm change	Other
MORGAN STANLEY	MARINER WEALTH ADVISORS	Oct 5, 2011	Nov 14, 2014	1,136	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Mar 9, 2011	Mar 9, 2011	0	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 9, 2011 to Oct 5, 2011factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 2, 2015 to Sep 5, 2023factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserregistration: previous registration
Nov 14, 2014 to Apr 1, 2015factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 24, 2007 to Mar 9, 2011factForm ADV

Dated events

No dated event names this entity yet.