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Advisor at EMPOWER ADVISORY GROUP, LLC
GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Aug 11, 2022 | n/a | yes | GREENWOOD VILLAGE, CO | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Aug 16, 2019 | Dec 2, 2021 | no | Phoenix, AZ | Previous registration |
| EDWARD JONES | National bd RIA | Apr 16, 2019 | Jul 16, 2019 | no | TEMPE, AZ | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Oct 25, 2018 | Apr 15, 2019 | no | PHOENIX, AZ|Phoenix, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | EMPOWER ADVISORY GROUP, LLC | Dec 2, 2021 | Aug 11, 2022 | 252 | Firm change | Ibd to ibd |
| EDWARD JONES | CHARLES SCHWAB & CO., INC. | Jul 16, 2019 | Aug 16, 2019 | 31 | Firm change | Ibd to ibd |
| CHARLES SCHWAB & CO., INC. | EDWARD JONES | Apr 15, 2019 | Apr 16, 2019 | 1 | Firm change | Ibd to ibd |