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H••••• C•••••• P•••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

H••••• C•••••• P•••••••• L•••

CRD 327590

NEW YORK, NY

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Search this name across graphsid dfx:ria:c73d0228-d35d-095b-50d1-28725d4b824b

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 11, 2025 to Mar 16, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.3BItem 5.F on the latest filing (2026-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• L•••• C••••••••	CHIEF COMPLIANCE OFFICER & LEGAL COUNSEL	Na	yes	03/2026	Mar 16, 2026	Mar 16, 2026
C••••• D••••• B••••	MANAGING MEMBER, LIMITED PARTNER LIMITED PARTNER LIMITED PARTNER	C	yes	01/2025	Mar 16, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026	$1.3B	$1.3B	15	10	0	1	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	n/a	n/a	n/a	n/a	15	n/a	0	n/a

Relationships

Controls (3)

← C••••• D••••• B••••OwnerMANAGING MEMBER, LIMITED PARTNER LIMITED PARTNER LIMITED PARTNER, ownership code C, individual
Mar 16, 2026 to presentfactForm ADV
← C••••• I••• S•••OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 16, 2026 to presentfactForm ADV
← B•••••• L•••• C••••••••OwnerCHIEF COMPLIANCE OFFICER & LEGAL COUNSEL, ownership code NA, individual
Mar 16, 2026 to presentfactForm ADV

Owns (1)

← H••••• C•••••• P••••••• G•• L••OwnerGENERAL PARTNER, ownership code NA, domestic entity

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c73d0228-d35d-095b-50d1-28725d4b824b
First observed: Sep 11, 2025
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.