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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

POSEIDON CAPITAL MANAGEMENT, INC.

CRD 114870

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7515f1d-0679-dde4-889d-bc9f3cee5e1f

Data as of Mar 28, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2012 to Mar 28, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $27.0MItem 5.F on the latest filing (2012-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $25.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 12
SEC number: 801-64145
CRD: 114870
Filings on the tape: 2
First filed: Mar 21, 2012
Latest filed: Mar 28, 2012
Organised: Corporation, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FINGER, JONATHAN, SAMUEL	PRESIDENT AND CHIEF COMPLIANCE OFFICER	C	yes	12/1996	Mar 21, 2012	Mar 28, 2012
FINGER, RICHARD, BREITENBACH	VP AND SECRETARY	C	yes	12/1996	Mar 21, 2012	Mar 28, 2012
FINGER, WALTER	VP AND ASSISTANT SECRETARY	C	yes	12/1996	Mar 21, 2012	Mar 28, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ARIADNE CAPITAL, LLC	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 28, 2012	$27.0M	$25.7M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$27.0M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (3)

← FINGER, JONATHAN, SAMUELOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 21, 2012 to presentfactForm ADV
← FINGER, RICHARD, BREITENBACHOwnerVP AND SECRETARY, ownership code C, individual
Mar 21, 2012 to presentfactForm ADV
← FINGER, WALTEROwnerVP AND ASSISTANT SECRETARY, ownership code C, individual
Mar 21, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7515f1d-0679-dde4-889d-bc9f3cee5e1f
First observed: Mar 21, 2012
Last observed: Mar 28, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

POSEIDON CAPITAL MANAGEMENT, INC.

CRD 114870

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7515f1d-0679-dde4-889d-bc9f3cee5e1f

Data as of Mar 28, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FINGER, JONATHAN, SAMUEL

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

12/1996

Mar 21, 2012

Mar 28, 2012

FINGER, RICHARD, BREITENBACH

VP AND SECRETARY

yes

12/1996

Mar 21, 2012

Mar 28, 2012

FINGER, WALTER

VP AND ASSISTANT SECRETARY

yes

12/1996

Mar 21, 2012

Mar 28, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ARIADNE CAPITAL, LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 28, 2012

$27.0M

$25.7M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$27.0M

n/a