DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
WICHITA, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 27, 2025 | n/a | yes | WICHITA, KS | Current employment |
| C••••••• | Institutional manager | Aug 19, 2022 | Apr 13, 2023 | no | Wichita, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• | L•• F•••••••• L•• | Apr 13, 2023 | Mar 27, 2025 | 714 | Firm change after gap | Other |
| F••••••• W••••• M••••••••• L•• | C••••••• | Oct 21, 2022 | Aug 19, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 144344:175112:KS:2022-10-21 | Oct 21, 2022 | Aug 19, 2022 | LEAWOOD, KS | Firm change after gap |
| 8174:144344:KS:2015-04-22 | Apr 22, 2015 | Apr 21, 2015 | WICHITA, KS | Firm change |
| F••••••• W••••• M••••••••• L•• |
| Former SEC adviser |
| Apr 21, 2015 |
| Oct 21, 2022 |
| no |
| WICHITA, KS|LEAWOOD, KS |
| Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Oct 25, 2004 | Apr 22, 2015 | no | WICHITA, KS|WICHITA, KS|WICHITA, KS | Previous registration |
| Firm change after gap |
| Other |
| U•• F•••••••• S••••••• I••• | F••••••• W••••• M••••••••• L•• | Apr 22, 2015 | Apr 21, 2015 | -1 | Firm change | Other |