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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

THOMAS DANIEL KUCERA

Advisor at VOYA FINANCIAL ADVISORS, INC.

College Station, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 26, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Mar 26, 2004
First registration: Oct 10, 2006
Dual registered: yes, broker-dealer
Other names: TOM KUCERA
IAPD individual key: 4769247

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Apr 30, 2020	n/a	yes	College Station, TX	Current employment
WBI INVESTMENTS, LLC	Independent wealth	Feb 17, 2012	Jan 3, 2017	no	DENVER, CO\|RED BANK, NJ	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 17, 2007	Jan 7, 2008	no	DENVER, CO	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Oct 10, 2006	Aug 21, 2007	no	HIGHLANDS RANCH, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WBI INVESTMENTS, LLC	VOYA FINANCIAL ADVISORS, INC.	Jan 3, 2017	Apr 30, 2020	1,213	Firm change after gap	Other
ADVICE AND PLANNING SERVICES	WBI INVESTMENTS, LLC	Jan 7, 2008	Feb 17, 2012	1,502	Firm change after gap	Other
WELLS FARGO INVESTMENTS, LLC	ADVICE AND PLANNING SERVICES	Aug 21, 2007	Oct 17, 2007	57	Firm change	Other

Relationships

Registered with (4)

→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Apr 30, 2020 to presentfactForm ADV
→ WBI INVESTMENTS, LLCRegistered adviserregistration: previous registration
Feb 17, 2012 to Jan 3, 2017factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 17, 2007 to Jan 7, 2008factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 10, 2006 to Aug 21, 2007factForm ADV

Dated events

No dated event names this entity yet.