DFX Intelligence

R••••• J••••• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

R••••• J••••• F••••••••

Advisor at E•••• • Y•••• I••••••••• A••••••• L••

SEATTLE, WA

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Search this name across graphsid dfx:ria:c758e616-af55-c6f6-503c-b12ae7ec69b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 9, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• • Y•••• I••••••••• A••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 3, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• • Y•••• I••••••••• A••••••• L••	No RAUM reported	May 7, 2014	n/a	yes	SEATTLE, WA	Current employment
W••• P•••••••• I•••	Independent wealth	Jan 9, 2007	n/a	yes	SEATTLE, WA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• B•••••• S••••••••• I•••	W••• P•••••••• I•••	Dec 31, 2006	Jan 9, 2007	9	Firm change	Other

Relationships

Registered with (3)

→ E•••• • Y•••• I••••••••• A••••••• L••Registered adviserregistration: current employment
May 7, 2014 to presentfactForm ADV
→ W••• P•••••••• I•••Registered adviserregistration: current employment
Jan 9, 2007 to presentfactForm ADV
→ R••••••••• B•••••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 9, 1998 to Dec 31, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c758e616-af55-c6f6-503c-b12ae7ec69b7
First observed: Mar 9, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.