DFX Intelligence

P•••••• R••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

P•••••• R••••• G••••• L••

P•••••• R••••• G•••• LLC, CRD 160249

NEW YORK, NY

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Search this name across graphsid dfx:ria:c760f697-26e3-7dd4-3b5f-bac0324686a0

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 45
Dated events: 9
On other graphs: 3
Observed: Feb 15, 2012 to Mar 26, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•••••• R••••• G••••• L••

Private equity manager · shared crd

Private Creditidentity

P•••••• R••••• G••••• L••

Private credit manager · shared crd

Real Estate Fundsidentity

P•••••• R••••• G••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $208M••• Locked
Discretionary RAUM: $58.2M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•• M••••••••• S•••••••• V•••• F••• I•• L••	Real Estate Fund	$554M	Mar 26, 2026	35	Mar 30, 2022	reported	021-429358
H•••••• 5•• V••••••• L••	Real Estate Fund	$220M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• A•••• P•	M••••• & CHIEF FINANCIAL OFFICER	B	yes	11/2020	Feb 15, 2012	Mar 15, 2024
O••••• R••• E•	M••••• & CHIEF COMPLIANCE OFFICER	C	yes	09/1999	Feb 15, 2012	Mar 15, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••••• H•••••• P••••••• N•••••••• L••	n/a	n/a	n/a	Y	yes	n/a
P•••••• H•••••• P••••••• W••• L••	n/a	n/a	n/a	Y	yes	n/a
P•• M••••••••• C• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$208M	$273M	-23.5%	$158M	9.7%	17	19	0	0

Relationships

Advises (42)

→ P•••••• R••••• T•• C••••• F••• V• L•Private fundReal Estate Fund, IA
Feb 15, 2012 to presentfactForm ADV
→ P•• M••••••••• S•••••••• V•••• F•••• L••Private fundReal Estate Fund, IA
Mar 28, 2018 to presentfactForm ADV
→ P•• F••• I•••••••• I• L••Private fundReal Estate Fund, IA
Feb 15, 2012 to presentfactForm ADV
→ K•••• K•••• P••••••••• A••••••••• L••

Dated events

Occurred
Mar 26, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$5.7M
Occurred
Mar 26, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$157,671
Occurred
Mar 26, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$7.0M
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c760f697-26e3-7dd4-3b5f-bac0324686a0
First observed: Feb 15, 2012
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.