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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SHAKER INVESTMENTS

SHAKER INVESTMENTS, L.L.C., CRD 119135

BEACHWOOD, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7614fb3-8408-759e-ef47-e2c2284bf8de

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 2
On other graphs: 0
Observed: Mar 9, 2012 to Mar 30, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.51 fund_share=0.4 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $259MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $259M
Private client RAUM: $131MderivedItem 5.D individuals plus high net worth individuals
Private client share: 51%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $51.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 6
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 283
Individual clients: 67
High net worth clients: 55
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $103M
SEC number: 801-60907
CIK: 1009005
CRD: 119135
Filings on the tape: 26
First filed: Mar 9, 2012
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, DE
Website: shakerinvest.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
EDWARD PAUL HEMMELGARN	n/a	BEACHWOOD, OH	24	30	n/a	no
ANTHONY JOHN PANUTO	n/a	BEACHWOOD, OH	19	20	1	no
BRANDON A HEMMELGARN	n/a	BEACHWOOD, OH \| Arlington, VA	9	13	n/a	no
SASHA ASEN KOSTADINOV	Chartered Financial Analyst	BEACHWOOD, OH	9	31	n/a	no
CHRIS GRAHAM HEMMELGARN	n/a	BEACHWOOD, OH	8	14	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SHAKER INVESTMENTS TOWER FUND, L.P.	Hedge Fund	$94.7M	Mar 22, 2024	18	Mar 1, 2013	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HEMMELGARN, EDWARD, PAUL	PRESIDENT, DIRECTOR & MEMBER	E	yes	01/2002	Mar 9, 2012	Mar 22, 2024
HAMMOND, JANICE, LYNNE	SECRETARY OF SHAKER INVESTMENTS LLC	A	no	01/2013	Mar 15, 2017	Mar 22, 2024
RUND, RAYMOND, JOSEPH	MANAGING DIRECTOR, SENIOR RESEARCH ANALYST	Na	no	09/2006	Mar 9, 2012	Mar 22, 2024
Wick, Kathleen, Coates	CHIEF COMPLIANCE OFFICER	Na	no	10/2022	Mar 31, 2023	Mar 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SHAKER HEDGE GP, L.L.C.	n/a	n/a	n/a	Y	yes	Oh

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$259M	$259M	9	6	2	1	n/a
2024	Mar 31, 2025	$253M	$253M	10	6	2	1	n/a
2023	Mar 22, 2024	$228M	$228M	10	6	2	1	$94.7M
2022	Mar 31, 2023	$194M	$194M	10	6	2	1	$85.7M
2021	Mar 25, 2022	$256M	$255M	9	5	1	1	$128M
2020	Mar 25, 2021	$196M	$196M	9	5	1	1	$119M
2019	Mar 18, 2020	$176M	$176M	10	6	1	1	$76.8M
2018	Mar 18, 2019	$158M	$158M	9	6	1	1	$66.3M
2017	Mar 19, 2018	$146M	$146M	9	6	1	1	$73.6M
2016	Mar 15, 2017	$126M	$126M	8	6	n/a	1	$68.6M
2015	Mar 8, 2016	$119M	$119M	8	7	n/a	1	$67.6M
2014	Mar 18, 2015	$128M	$128M	8	7	n/a	1	$96.4M
2013	Feb 27, 2014	$129M	$123M	8	7	n/a	1	$87.1M
2012	Mar 1, 2013	$94.3M	$94.3M	7	4	n/a	1	$41.1M
2011	Mar 9, 2012	$92.5M	$92.5M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	40.0%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$259M	$253M	2.2%	$194M	10.0%	9	10	2	2

Relationships

Advises (1)

→ SHAKER INVESTMENTS TOWER FUND, L.P.Private fundHedge Fund, IA
Mar 1, 2013 to presentfactForm ADV

Registered with (9)

← CHRIS GRAHAM HEMMELGARNAdvisorregistration: current employment
Mar 5, 2018 to presentfactForm ADV
← SASHA ASEN KOSTADINOVAdvisorregistration: current employment
Nov 21, 2016 to presentfactForm ADV
← BRANDON A HEMMELGARNAdvisorregistration: current employment
Nov 4, 2016 to presentfactForm ADV
← ANTHONY JOHN PANUTOAdvisorregistration: current employment
Nov 27, 2006 to presentfactForm ADV
← EDWARD PAUL HEMMELGARNAdvisorregistration: current employment
Feb 4, 2002 to presentfactForm ADV
← Ashley Nicole ArsenaAdvisorregistration: previous registration
Oct 24, 2018 to Mar 3, 2026factForm ADV
← Bradley James WheelerAdvisorregistration: previous registration
Nov 16, 2018 to Nov 21, 2025factForm ADV
← DOUGLAS HUGH THOMPSONAdvisorregistration: previous registration
Jan 29, 2003 to Oct 3, 2006factForm ADV
← DONNA LYNNE THRANEAdvisorregistration: previous registration
Feb 17, 2004 to Jan 3, 2005factForm ADV

Controls (1)

← HEMMELGARN, EDWARD, PAULOwnerPRESIDENT, DIRECTOR & MEMBER, ownership code E, individual
Mar 9, 2012 to Mar 22, 2024factForm ADV

Owns (3)

← RUND, RAYMOND, JOSEPHOwnerMANAGING DIRECTOR, SENIOR RESEARCH ANALYST, ownership code NA, individual
Mar 9, 2012 to Mar 22, 2024factForm ADV
← HAMMOND, JANICE, LYNNEOwnerSECRETARY OF SHAKER INVESTMENTS LLC, ownership code A, individual
Mar 15, 2017 to Mar 22, 2024factForm ADV
← Wick, Kathleen, CoatesOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2023 to Mar 22, 2024factForm ADV

Dated events

Occurred
Mar 3, 2026
Advisor changed firm
Ashley Nicole Arsena left Shaker Investments for Cleveland Wealth, Llc (registered 2026-03-11)
Form ADVobserved 5 days ago
Occurred
Nov 21, 2025
Advisor changed firm
Bradley James Wheeler left Shaker Investments for Huntington Financial Advisors (registered 2025-11-24)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7614fb3-8408-759e-ef47-e2c2284bf8de
First observed: Mar 9, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SHAKER INVESTMENTS

SHAKER INVESTMENTS, L.L.C., CRD 119135

BEACHWOOD, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7614fb3-8408-759e-ef47-e2c2284bf8de

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:55 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

EDWARD PAUL HEMMELGARN

n/a

BEACHWOOD, OH

n/a

ANTHONY JOHN PANUTO

n/a

BEACHWOOD, OH

BRANDON A HEMMELGARN

n/a

BEACHWOOD, OH | Arlington, VA

n/a

SASHA ASEN KOSTADINOV

Chartered Financial Analyst

BEACHWOOD, OH

n/a

CHRIS GRAHAM HEMMELGARN

n/a

BEACHWOOD, OH

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SHAKER INVESTMENTS TOWER FUND, L.P.

Hedge Fund

$94.7M

Mar 22, 2024

Mar 1, 2013

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HEMMELGARN, EDWARD, PAUL

PRESIDENT, DIRECTOR & MEMBER

yes

01/2002

Mar 9, 2012

Mar 22, 2024

HAMMOND, JANICE, LYNNE

SECRETARY OF SHAKER INVESTMENTS LLC

01/2013

Mar 15, 2017

Mar 22, 2024

RUND, RAYMOND, JOSEPH

MANAGING DIRECTOR, SENIOR RESEARCH ANALYST

09/2006

Mar 9, 2012

Mar 22, 2024

Wick, Kathleen, Coates

CHIEF COMPLIANCE OFFICER

10/2022

Mar 31, 2023

Mar 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SHAKER HEDGE GP, L.L.C.

n/a

yes

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$259M

n/a

2024

Mar 31, 2025

$253M

n/a

2023

Mar 22, 2024

$228M

$94.7M

2022

Mar 31, 2023

$194M

$85.7M

2021

Mar 25, 2022

$256M

$255M

$128M

2020

Mar 25, 2021

$196M

$119M

2019

Mar 18, 2020

$176M

$76.8M

2018

Mar 18, 2019

$158M

$66.3M

2017

Mar 19, 2018

$146M

$73.6M

2016

Mar 15, 2017

$126M

n/a

$68.6M

2015

Mar 8, 2016

$119M

n/a

$67.6M

2014

Mar 18, 2015

$128M

n/a

$96.4M

2013

Feb 27, 2014

$129M

$123M

n/a

$87.1M

2012

Mar 1, 2013

$94.3M

n/a

$41.1M

2011

Mar 9, 2012

$92.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

40.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$259M

$253M

2.2%

$194M

10.0%