DFX Intelligence

M•••••••• V••••••• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

M•••••••• V••••••• F••••••••

Advisor at A••••••• I••••••••• M••••••••• L••

PALMETTO BAY, FL

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Search this name across graphsid dfx:ria:c761d879-b887-b201-f972-10ef4fd8f120

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 20, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 15, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• I••••••••• M••••••••• L••	Independent wealth	Oct 31, 2013	n/a	yes	PALMETTO BAY, FL	Current employment
R••••••• I••••••••• A••••••• I••	Former SEC adviser	May 31, 2012	Sep 27, 2013	no	PLANO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••• I••••••••• A••••••• I••	A••••••• I••••••••• M••••••••• L••	Sep 27, 2013	Oct 31, 2013	34	Firm change	Other
N•••••••• C•••••• M••••••••• I••	R••••••• I••••••••• A••••••• I••	Dec 31, 2011	May 31, 2012

Relationships

Registered with (4)

→ A••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Oct 31, 2013 to presentfactForm ADV
→ R••••••• I••••••••• A••••••• I••Registered adviserregistration: previous registration
May 31, 2012 to Sep 27, 2013factForm ADV
→ N•••••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Jun 11, 2008 to Dec 31, 2011factForm ADV
→ B••••••• A•••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c761d879-b887-b201-f972-10ef4fd8f120
First observed: Jun 20, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.