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Advisor at CHARLES SCHWAB & CO., INC.
Indianapolis, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jun 14, 2021 | n/a | yes | Indianapolis, IN | Current employment |
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Apr 7, 2021 | Jun 14, 2021 | no | Indianapolis, IN | Previous registration |
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Jun 30, 2017 | Jul 6, 2020 | no | Indianapolis, IN | Previous registration |
| AVALON WEALTH ADVISORY, INC. | State registered | Jun 8, 2012 | Jun 28, 2017 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCHWAB WEALTH ADVISORY, INC. | CHARLES SCHWAB & CO., INC. | Jun 14, 2021 | Jun 14, 2021 | 0 | Channel change | Other |
| AVALON WEALTH ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC. | Jun 28, 2017 | Jun 30, 2017 | 2 | Firm change | Other |