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Advisor at WELLS FARGO ADVISORS
ROSEVILLE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 2, 2015 | n/a | yes | ROSEVILLE, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Apr 8, 2015 | no | SAN DIEGO, CA|LA MESA, CA|SAN DIEGO, CA|LINCOLN, CA|LA MESA, CA|ROCKLIN, CA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jun 23, 2010 | Oct 1, 2012 | no | VERNON HILLS, IL|RIVERWOODS, IL|NORTHBROOK, IL|LA MESA, CA|LIBERTYVILLE, IL|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Apr 8, 2015 | Apr 2, 2015 | -6 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:19616:CA:2015-04-08 | Apr 8, 2015 | Apr 2, 2015 | ROCKLIN, CA | Firm change |